Global Certifications → CISI - Chartered Institute for Securities and Investment

CISI Global Financial Compliance (GCF1808H120)

A successful compliance function is a fundamental requirement for any effective business; in financial services it is a critical component. Globally portable qualification – addresses international issues, reflecting the needs of a worldwide market.


Global Financial Compliance will provide you with a broad understanding of the compliance issues that arise within the financial services sector. The course addresses techniques used to implement a successful compliance function in a bank and provides a comprehensive introduction to all the issues a global Compliance Officer may encounter. It explores the international regulatory environment, managing the risk of financial crime, governance, risk management, ethics, integrity and fairness.

Training Duration

This course may take up to 10 hours to be completed. However, actual study time differs as each learner uses their own training pace.


This course is ideal for anyone pursuing the CISI Level 3 Award in Global Financial Compliance. It is also suitable to all compliance staff and will be especially relevant for Compliance Officers in financial services, as well as to professionals pursuing regulatory CPD in Financial Regulation.

Training Method

The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.

At the end of the training, participants take a Quiz to complete their learning and earn a Certificate of Completion. For those pursuing the CISI Global Financial Compliance exam, a mock exam of 100 questions is also included in the training material.

Accreditation and CPD Recognition

This programme has been developed by the European Institute of Management and Finance (EIMF), a globally-recognised training institution.

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for 5 CPD Units that approve education in compliance and financial regulation. The course may be also approved for up to 10 CPD Units by institutions which approve general financial training, such as the CISI, ICA, and ACAMS.

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.

Registration and Access

To register to this course, click on the Get this course button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.

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  • Self-paced Learning Material
  • The International Regulatory Environment
  • The Compliance Function
  • Managing the Risk of Financial Crime
  • Ethics, Integrity and Fairness
  • Governance, Risk Management and Compliance
  • QUIZ
  • Global Financial Compliance Multiple-Choice Questions
  • Mock Exam (Optional)
  • CISI Global Financial Compliance Mock Exam
Completion rules
  • You must complete the units "The International Regulatory Environment, The Compliance Function, Managing the Risk of Financial Crime, Ethics, Integrity and Fairness, Governance, Risk Management and Compliance, Global Financial Compliance Multiple-Choice Questions"
  • Leads to a certification with a duration: Forever